Archived publications

This archive page contains a range of superseded AUSTRAC publications and guidance, which have been retained for reference purposes. Note that some archived documents may link to web pages that have moved or no longer exist, or may refer to other documents that are no longer available.

A

B

Brochures

Business information

C

Consultation

 Invitation to provide comments to the current FATF proposal to revise the FATF AML/CTF standards (Word, 29KB)

Cost Recovery Impact Statements

View this document as a PDF Cost Recovery Impact Statement 2013-14 exposure draft (PDF, 483KB)

View this document as a PDF Cost Recovery Impact Statement 2012-13 exposure draft (PDF, 188KB)

View this document as a PDF Cost Recovery Impact Statement 2011-12 - revised December 2011 (PDF, 266KB)

View this document as a PDF Cost recovery for AUSTRAC's regulatory functions - further consultation (PDF, 43KB)

View this document as a PDF Cost Recovery Impact Statement 2011-12 exposure draft (PDF, 264KB)

D

Discussion paper

View this document as a PDFProposal to issue an exemption under the Financial Transaction Reports Act 1988: Account-blocking obligations under sections 18 and 19 (PDF, 849KB)

View this document as a PDFDiscussion paper - Cost recovery for AUSTRAC's regulatory functions (PDF, 330KB)

Draft legislation

View the PDF fileSecond tranche - designated services tables (PDF, 258KB)

E

 

F

G

Guidance notes

View the PDF fileGuidance note 07/06 - Application of policy principles (PDF, 531KB)

View the PDF file Guidance note 07/03 - Exemptions and modifications under the AML/CTF Act (PDF, 295KB)

I

Information circulars

View the PDF file Information circular 2 - International Funds Transfer Instructions (PDF, 65KB)

View the PDF file Information circular 5 - Financial corporations (PDF, 266KB)

View the PDF file Information circular 6 - Meaning of account (PDF, 253KB)

View the PDF file Information circular 9 - Insurance bonds (PDF, 227KB)

View the PDF file Information circular 10 -Reporting significant repatriations and expatriations (PDF, 224KB)

View the PDF file Information circular 11 - Account signatory, verifications document retention (PDF, 235KB)

View the PDF file Information circular 14 - High yield promotional enterprises (PDF, 233KB)

View the PDF file Information circular 25 - Cash management trusts and other accounts meanings (PDF, 360KB)

View the PDF file Information circular 29 - Identification signatories to cash management trusts (PDF, 225KB)

View the PDF file Information circular 30 - 100 point check documentation (PDF, 231KB)

View the PDF file Information circular 32 - Short term money market (PDF, 227KB)

View the PDF file Information circular 41 - Verification for third party signatories (PDF, 232KB)

View the PDF file Information circular 45 - U.S. Department of the Treasury Financial Crimes Enforcement Network (FinCEN) Advisory Regarding North Korea (PDF, 220KB)

View the PDF file Information circular 47 - U.S. Department of the Treasury Media Release Designation of Iranian Banks and Entities (PDF, 258KB)

View the PDF file Information circular 54 - Financial Action Task Force (FATF) Statement on Iran (PDF, 254KB)

View the PDF file Information circular 56 - Financial Action Task Force (FATF) statement on Uzbekistan, Iran, Pakistan, Turkmenistan, Sao Tome & Principe and the northern part of Cyprus (PDF, 216KB)

J

K

L

M

 

N

O

P

Policies

View the PDF file English language translation policy (PDF, 306KB)

 Supervisory framework (Word, 57KB)

 

Public legal interpretations (PLIs)

View the PDF file Updated list of PLI topics for 2009 (PDF, 286KB)

View the PDF file Updated list of PLI topics for 2008 (PDF, 274KB)

Q

R

Regulatory plan

View the Word FileAUSTRAC Annual Regulatory Plan 2012-13 (Word, 141KB)

View the PDF FileAUSTRAC Annual Regulatory Plan 2012-13 (PDF, 102KB)

S

 

Submissions

Submissions in response to the Cost Recovery Impact Statement - exposure draft 2013-14, released on 23 April 2013:

View the PDF FileAssociation of Superannuation Funds of Australia (PDF, 110KB)

View the PDF FileClubs Queensland (PDF, 527KB)

View the PDF FileStockton Bowling Club (PDF, 625KB)

View the PDF FileThe Riverina Hotel (PDF, 123KB)

Submissions in response to the Cost Recovery Impact Statement - exposure draft 2012-13, released on 4 May 2012:

View the PDF FileAssociation of Superannuation Funds of Australia (PDF, 76KB)

View the PDF FileAustralian Finance Conference (PDF, 271KB)

View the PDF FileAustralian Hotels Association (PDF, 424KB)

View the PDF FileInstitute of Chartered Accountants in Australia (PDF, 843KB)

View the PDF FilePacific Palms Recreation Club (PDF, 9KB)

View the PDF FileMatrix Companies Pty Ltd (PDF, 12KB)

Submissions in response to the Cost Recovery Impact Statement revised exposure draft 2011-12, released on 21 December 2011:

View the PDF FileArdent Security Services (PDF, 101KB)

View the PDF FileAssociation of Superannuation Funds of Australia (PDF, 216KB)

View the PDF FileAustralasian Casino Association (PDF, 76KB)

View the PDF FileAustralian Bookmakers' Association (PDF, 44KB)

View the PDF FileAustralian Finance Conference (PDF, 187KB)

View the PDF FileAustralian Institute of Superannuation Trustees (PDF, 259KB)

View the PDF FileFinancial Services Council (FSC) (PDF, 810KB)

View the PDF FileFlight Centre (PDF, 146KB)

View the PDF FileGrant Thornton (PDF, 281KB)

View the PDF FileThe Institute of Chartered Accountants in Australia (PDF, 753KB)

View the PDF FileORIX Australia Corporation Limited (PDF, 1MB)

View the PDF FilePeter Wessels (PDF, 40KB)

View the PDF FileReserve Bank of Australia (PDF, 133KB)

Submissions in response to the Cost Recovery Impact Statement - Exposure Draft released on 11 February 2011:

View the PDF FileALH Group (PDF, 100KB)

View the PDF FileAssociation of Superannuation Funds of Australia (PDF, 281KB)

View the PDF FileAustralasian Casino Association (PDF, 52KB)

View the PDF FileAustralian Bookmakers Association (PDF, 29KB)

View the PDF FileAustralian Financial Markets Association (PDF, 179KB)

View the PDF FileAustralian Security Industry Association (PDF, 69KB)

View the PDF FileBetsafe (PDF, 66KB)

View the PDF FileBob Keast (PDF, 16KB)

View the PDF FileClubs Queensland (PDF, 113KB)

View the PDF FileCPA Australia (PDF, 72KB)

View the PDF FileDouglas Wheeler (PDF, 21KB)

View the PDF FileEdward Baillie Capital (PDF, 19KB)

View the PDF FileFinancial Planning Association of Australia (PDF, 96KB)

View the PDF FileGE Capital (PDF, 60KB)

View the PDF FileGrand Old Crow Hotel (PDF, 26KB)

View the PDF FileIndigenous Business Australia (PDF, 71KB)

View the PDF FileInstitute of Chartered Accountants in Australia (PDF, 143KB)

View the PDF FileJamie Kelly (PDF, 84KB)

View the PDF FileKR Securities (PDF, 78KB)

View the PDF FileLander & Rogers on behalf of the Australian Hotels Association (PDF, 133KB)

View the PDF FileLanka Currency Converter (PDF, 29KB)

View the PDF FileMin-it Software and Financiers Association of Australia Joint Submission (PDF, 239 KB)

View the PDF FileNSW Trustee and Guardian (PDF, 133KB)

View the PDF FilePrecious Metal Exchange (PDF, 13KB)

View the PDF FileStockbrokers Association of Australia (PDF, 121 KB)

View the PDF FileTasmania Hotels Corporation (PDF, 148 KB)

View the PDF FileTrustee Corporations Association (PDF, 75KB)

Submissions in response to the discussion paper on the proposed cost recovery model for AUSTRAC's regulatory activities released on 12 November 2010:

View the PDF FileAbacus Australian Mutuals (PDF, 34KB)

View the PDF FileAF&L First Mortgages Ltd (PDF, 11KB)

View the PDF FileAFMA (PDF, 101KB)

View the PDF FileALH Group Pty Ltd (PDF, 2.55MB)

View the PDF FileA.S.C. Global Services Pty Ltd (PDF, 18KB)

View the PDF FileASFA (PDF, 66KB)

View the PDF FileAshgrove Cash Exchange (PDF, 11KB)

View the PDF FileASIAL (PDF, 186KB)

View the PDF FileAustralasian Casino Association (PDF, 73KB)

View the PDF FileAustralian Bankers' Association (PDF, 68KB)

View the PDF FileAustralian Bookmakers' Association (PDF, 105KB)

View the PDF FileAustralian Finance Conference (PDF, 21KB)

View the PDF FileAustralian Internet Bookmakers Association (PDF, 992KB)

View the PDF FileAustralian Newsagents' Federation (PDF, 377KB)

View the PDF FileAustralian Privacy Foundation (PDF, 141KB)

View the PDF FileClubs Australia Inc (A) (PDF, 219KB)

View the PDF FileClubs Australia Inc (B) (PDF, 276KB)

View the PDF FileClubs Australia Inc (C) (PDF, 119KB)

View the PDF FileClubs Australia Inc (D) (PDF, 456KB)

View the PDF FileClubs Queensland (PDF, 4.9MB)

View the PDF FileD.T. Stirton (PDF, 8KB)

View the PDF FileDeloitte Touche Tohmatsu (PDF, 109KB)

View the PDF FileEverything Air Pty Ltd (PDF, 93KB)

View the PDF FileHayer Spices (PDF, 8KB)

View the PDF FileHolmesville Hotel NSW (PDF, 7KB)

View the PDF FileIndigenous Business Australia (PDF, 101KB)

View the PDF FileInstitute of Chartered Accountants in Australia (PDF, 799KB)

View the PDF FileJamie Kelly (on behalf of AFSLs) (PDF, 15KB)

View the PDF FileJeparit Post Office (PDF, 33KB)

View the PDF FileJubilee Bowls Club Inc (PDF, 7KB)

View the PDF FileLander & Rogers Lawyers (on behalf of the Australian Hotels Association) (PDF, 91KB)

View the PDF FileLinfox Armaguard Pty Ltd (PDF, 414KB)

View the PDF FileMark Hayter, Bookmaker (PDF, 13KB)

View the PDF FileMin-it Software (and on behalf of the Financiers Association of Australia) (PDF, 179KB)

View the PDF FileMr Gareth Jones (PDF, 40KB)

View the PDF FileMr Paul Fitzgerald, Bookmaker (PDF, 10KB)

View the PDF FileNT Pubco Pty Ltd / Eltham Pubco Pty Ltd / DNPW Pty Ltd (PDF, 12KB)

View the PDF FilePillar Administration (PDF, 151KB)

View the PDF FilePittsworth Leagues Club (PDF, 9KB)

View the PDF FilePMA Protection Services (PDF, 63KB)

View the PDF FilePMT Pty Ltd (PDF, 1.64MB)

View the PDF FilePost Office Agents Association Limited (POAAL) (PDF, 133KB)

View the PDF FilePrecious Metal Exchange (PDF, 10KB)

View the PDF FileQueensland Hotels Association (PDF, 50KB)

View the PDF FileQuest Asset Partners (PDF, 48KB)

View the PDF FileSeras Enterprises (PDF, 1.21MB)

View the PDF FileSherwood Districts Australian Football Social Club (PDF, 59KB)

View the PDF FileSmith & Sinclair Pawnbroker (PDF, 9KB)

View the PDF FileStar Hotel Parkes (PDF, 39KB)

View the PDF FileStockbrokers Association of Australia (PDF, 172KB)

View the PDF FileSwansea News & Post (PDF, 38KB)

View the PDF FileTasmanian Hotels Corporation Pty Ltd (PDF, 83KB)

View the PDF FileThe Exchange Hotel & Q Bar (PDF, 11KB)

View the PDF FileTrayning LPO (PDF, 2.49MB)

View the PDF FileTRC Pty Ltd (PDF, 1.18MB)

View the PDF FileTrustee Corporations Association of Australia (PDF, 30KB)

View the PDF FileWestern Union (PDF, 5.14MB)

T

Terms of reference

View the PDF File Terms of Reference - review of the operation of the AUSTRAC supervisory levy (PDF, 116KB)

U

V

W

X

Y

Z