Archived publications

13-JAN-2012

This archive page contains a range of superseded AUSTRAC publications and guidance, which have been retained for reference purposes. Note that some archived documents may link to web pages that have moved or no longer exist, or may refer to other documents that are no longer available.

A

Annual reports

2011-12

View the PDF File AUSTRAC annual report 2011-12 (PDF, 5.1MB)

2010-11

View the PDF File AUSTRAC annual report 2010-11 (PDF, 5.7MB)

View the PDF File AUSTRAC annual report 201011: Summary (PDF, 1MB)

2009-10

View the PDF File AUSTRAC annual report 2009-10 (PDF, 4.1MB)

View the PDF File AUSTRAC annual report 2009-10: Summary (PDF, 950KB)

2008-09

View the PDF File AUSTRAC annual report 2008-09 (PDF, 2.37MB)

View the PDF File AUSTRAC annual report 2008-09: Summary (PDF, 637KB)

2007-08

View the PDF File Annual Report 2007-08 (PDF, 3MB)

View the PDF File AUSTRAC 2007-08 Annual Report Summary (PDF, 635KB)

2006-07

View the PDF File Annual Report 2006-07 (PDF, 3.5MB)

View the PDF File AUSTRAC electronic audit report 2006-07 (PDF, 1MB)

View the PDF File AUSTRAC Annual Report 2006-07 in summary (PDF, 596KB)

2005-06

View the PDF File Annual Report 2005-06 (PDF, 1.7MB)

2004-05

View the PDF File Annual Report 2004-05 (PDF, 1.7MB)

2003-04

View the PDF File Annual Report 2003-04 (PDF, 3.3MB)

2002-03

View the PDF File Annual Report 2002-03 (PDF, 2.1MB)

2001-02

View the PDF File Annual Report 2001-02 (PDF, 1.2MB)

2000-01

View the PDF File Annual Report 2000-01 (PDF, 3.2MB)

1999-00

View the PDF File Annual Report 1999-00 (PDF, 4.9MB)

1998-99

View the PDF File Annual Report 1998-90 (PDF, 7MB)

B

Brochures

View the PDF file Cross-border movement - bearer negotiable instrument information for international travellers (brochure) (PDF, 671KB)

View the PDF file Cross-border movement - bearer negotiable instrument information for international travellers (flyer) (PDF, 478KB)

View the PDF file Customer identification (PDF, 999KB)

View the PDF file Getting started with AUSTRAC online (PDF, 1.06MB)

View the PDF file Ongoing customer due diligence (PDF, 1.1MB)

Business information

Superannuation funds making payment as a result of Victorian bushfires or north Queensland floods (Word, 28KB)

C

Consultation

View this document as a PDF Consultation on possible enhancements to the requirements for customer due diligence (PDF, 677KB)

 Invitation to provide comments to the current FATF proposal to revise the FATF AML/CTF standards (Word, 29KB)

Cost Recovery Impact Statements

View this document as a PDF Cost Recovery Impact Statement 2013-14 exposure draft (PDF, 483KB)

View this document as a PDF Cost Recovery Impact Statement 2012-13 exposure draft (PDF, 188KB)

View this document as a PDF Cost Recovery Impact Statement 2011-12 - revised December 2011 (PDF, 266KB)

View this document as a PDF Cost recovery for AUSTRAC's regulatory functions - further consultation (PDF, 43KB)

View this document as a PDF Cost Recovery Impact Statement 2011-12 exposure draft (PDF, 264KB)

D

Discussion paper

View this document as a PDF Proposal to issue an exemption under the Financial Transaction Reports Act 1988: Account-blocking obligations under sections 18 and 19 (PDF, 849KB)

View this document as a PDF Discussion paper - Cost recovery for AUSTRAC's regulatory functions (PDF, 330KB)

Draft legislation

View the PDF file Second tranche - designated services tables (PDF, 258KB)

25-JUN-2014

E

Email newsletter (AUSTRAC e-news)

2012

December 2012

November 2012

October 2012

September 2012

August 2012

July 2012

June 2012

May 2012

April 2012

March 2012

February 2012

January 2012

2011

December 2011

November 2011

October 2011

September 2011

August 2011

July 2011

June 2011

May 2011

April 2011

March 2011

February 2011

January 2011

2010

December 2010

November 2010

October 2010

September 2010

August 2010

July 2010

June 2010

May 2010

April 2010

March 2010

February 2010

2009

December 2009

November 2009

October 2009

September 2009

August 2009

July 2009

June 2009

May 2009

April 2009

March 2009

February 2009

January 2009

2008

December 2008

November 2008

October 2008

F

G

Guidance notes

View the PDF file Guidance note 07/06 - Application of policy principles (PDF, 531KB)

View the PDF file Guidance note 07/03 - Exemptions and modifications under the AML/CTF Act (PDF, 295KB)

Guidelines

View the PDF file Guideline 1 - Suspect transaction reporting - 2003 (PDF, 293,KB)

View the PDF file Guideline 1, addendum 1 - Use of cheques in money laundering (PDF, 273KB)

View the PDF file Guideline 1, addendum 2 - Polymer bank notes (PDF, 272KB)

View the PDF file Guideline 1, addendum 3 - Inadmissible in evidence (PDF, 279KB)

View the PDF file Guideline 1, addendum 5 - identifying suspect transactions by call centres (PDF, 273KB)

View the PDF file Guideline 2 - significant cash transactions (PDF, 250KB)

Guideline 2(A) - TABs, On-course totalisators and bookmakers (Word, 33KB)

View the PDF file Guideline 2(B) - exemptions and exemption register (PDF, 285KB)

Guideline 2(C) - Cash carriers (Word, 38KB)

Guideline 2(D) - Bookmakers, TABs, totes and sports betting agencies (Word, 38KB)

View the PDF file Guideline 3 - Account signatory, verification of identity procedures (PDF, 145KB)

View the PDF file Guideline 4 - Merchant bankers and stock brokers (PDF, 255KB)

Guideline 4, enclosure 1 - Areas of suspect activity - Money laundering (Word, 31KB)

Guideline 4, enclosure 2 - Areas of suspect activity - Tax evasion (Word, 27KB)

Guideline 4, enclosure 3 - Areas of suspect activity - Corporate fraud (Word, 32KB)

Guideline 4, enclosure 4 - Areas of suspect activity - Securities offences (Word, 28KB)

View the PDF file Guideline 5 - Suspect transaction reporting - Casinos (PDF, 259KB)


View the PDF file Guideline 7 - Bullion sellers (PDF, 374KB)

25-JUN-2014

I

Information circulars

View the PDF file Information circular 2 - International Funds Transfer Instructions (PDF, 65KB)

View the PDF file Information circular 5 - Financial corporations (PDF, 266KB)

View the PDF file Information circular 6 - Meaning of account (PDF, 253KB)

View the PDF file Information circular 9 - Insurance bonds (PDF, 227KB)

View the PDF file Information circular 10 -Reporting significant repatriations and expatriations (PDF, 224KB)

View the PDF file Information circular 11 - Account signatory, verifications document retention (PDF, 235KB)

View the PDF file Information circular 14 - High yield promotional enterprises (PDF, 233KB)

View the PDF file Information circular 25 - Cash management trusts and other accounts meanings (PDF, 360KB)

View the PDF file Information circular 29 - Identification signatories to cash management trusts (PDF, 225KB)

View the PDF file Information circular 30 - 100 point check documentation (PDF, 231KB)

View the PDF file Information circular 32 - Short term money market (PDF, 227KB)

View the PDF file Information circular 41 - Verification for third party signatories (PDF, 232KB)

View the PDF file Information circular 45 - U.S. Department of the Treasury Financial Crimes Enforcement Network (FinCEN) Advisory Regarding North Korea (PDF, 220KB)

View the PDF file Information circular 47 - U.S. Department of the Treasury Media Release Designation of Iranian Banks and Entities (PDF, 258KB)

View the PDF file Information circular 54 - Financial Action Task Force (FATF) Statement on Iran (PDF, 254KB)

View the PDF file Information circular 56 - Financial Action Task Force (FATF) statement on Uzbekistan, Iran, Pakistan, Turkmenistan, Sao Tome & Principe and the northern part of Cyprus (PDF, 216KB)

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M

Media releases

2013

2012

2011

2010

2009

2008

2007

2006

2005

2004

2003

2002

 

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O

 

P

Policies

View the PDF file English language translation policy (PDF, 306KB)

 Supervisory framework (Word, 57KB)


Public legal interpretations (PLIs)

View the PDF file Updated list of PLI topics for 2009 (PDF, 286KB)

View the PDF file Updated list of PLI topics for 2008 (PDF, 274KB)

View the PDF file PLI 3 - Registration as a provider of registrable designated remittance services (PDF, 1.4MB)

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R

Regulatory plan

View the Word File AUSTRAC Annual Regulatory Plan 2012-13 (Word, 141KB)

View the PDF File AUSTRAC Annual Regulatory Plan 2012-13 (PDF, 102KB)

25-JUN-2014

S

Strategies

View the PDF file Supervision strategy 2011-12 (PDF, 332KB)

View the PDF file Enforcement strategy 2011-12 (PDF, 378KB)

View the PDF file Intelligence strategy 2010-12 (PDF, 382KB)

View the PDF file Supervision strategy 2010-11 (PDF 500KB)

View the PDF file Intelligence strategy 2010-12 (PDF 530KB)

View the PDF file Enforcement strategy 2010-11 (PDF 420KB)

View the PDF file Supervision strategy 2009-10 (PDF, 464KB)

Submissions

Submissions in response to the Cost Recovery Impact Statement - exposure draft 2013-14, released on 23 April 2013:

View the PDF File Association of Superannuation Funds of Australia (PDF, 110KB)

View the PDF File Clubs Queensland (PDF, 527KB)

View the PDF File Stockton Bowling Club (PDF, 625KB)

View the PDF File The Riverina Hotel (PDF, 123KB)

Submissions in response to the Cost Recovery Impact Statement - exposure draft 2012-13, released on 4 May 2012:

View the PDF File Association of Superannuation Funds of Australia (PDF, 76KB)

View the PDF File Australian Finance Conference (PDF, 271KB)

View the PDF File Australian Hotels Association (PDF, 424KB)

View the PDF File Institute of Chartered Accountants in Australia (PDF, 843KB)

View the PDF File Pacific Palms Recreation Club (PDF, 9KB)

View the PDF File Matrix Companies Pty Ltd (PDF, 12KB)

Submissions in response to the Cost Recovery Impact Statement revised exposure draft 2011-12, released on 21 December 2011:

View the PDF File Ardent Security Services (PDF, 101KB)

View the PDF File Association of Superannuation Funds of Australia (PDF, 216KB)

View the PDF File Australasian Casino Association (PDF, 76KB)

View the PDF File Australian Bookmakers' Association (PDF, 44KB)

View the PDF File Australian Finance Conference (PDF, 187KB)

View the PDF File Australian Institute of Superannuation Trustees (PDF, 259KB)

View the PDF File Financial Services Council (FSC) (PDF, 810KB)

View the PDF File Flight Centre (PDF, 146KB)

View the PDF File Grant Thornton (PDF, 281KB)

View the PDF File The Institute of Chartered Accountants in Australia (PDF, 753KB)

View the PDF File ORIX Australia Corporation Limited (PDF, 1MB)

View the PDF File Peter Wessels (PDF, 40KB)

View the PDF File Reserve Bank of Australia (PDF, 133KB)

Submissions in response to the Cost Recovery Impact Statement - Exposure Draft released on 11 February 2011:

View the PDF File ALH Group (PDF, 100KB)

View the PDF File Association of Superannuation Funds of Australia (PDF, 281KB)

View the PDF File Australasian Casino Association (PDF, 52KB)

View the PDF File Australian Bookmakers Association (PDF, 29KB)

View the PDF File Australian Financial Markets Association (PDF, 179KB)

View the PDF File Australian Security Industry Association (PDF, 69KB)

View the PDF File Betsafe (PDF, 66KB)

View the PDF File Bob Keast (PDF, 16KB)

View the PDF File Clubs Queensland (PDF, 113KB)

View the PDF File CPA Australia (PDF, 72KB)

View the PDF File Douglas Wheeler (PDF, 21KB)

View the PDF File Edward Baillie Capital (PDF, 19KB)

View the PDF File Financial Planning Association of Australia (PDF, 96KB)

View the PDF File GE Capital (PDF, 60KB)

View the PDF File Grand Old Crow Hotel (PDF, 26KB)

View the PDF File Indigenous Business Australia (PDF, 71KB)

View the PDF File Institute of Chartered Accountants in Australia (PDF, 143KB)

View the PDF File Jamie Kelly (PDF, 84KB)

View the PDF File KR Securities (PDF, 78KB)

View the PDF File Lander & Rogers on behalf of the Australian Hotels Association (PDF, 133KB)

View the PDF File Lanka Currency Converter (PDF, 29KB)

View the PDF File Min-it Software and Financiers Association of Australia Joint Submission (PDF, 239 KB)

View the PDF File NSW Trustee and Guardian (PDF, 133KB)

View the PDF File Precious Metal Exchange (PDF, 13KB)

View the PDF File Stockbrokers Association of Australia (PDF, 121 KB)

View the PDF File Tasmania Hotels Corporation (PDF, 148 KB)

View the PDF File Trustee Corporations Association (PDF, 75KB)

25-JUN-2014

Submissions in response to the discussion paper on the proposed cost recovery model for AUSTRAC's regulatory activities released on 12 November 2010:

View the PDF File Abacus Australian Mutuals (PDF, 34KB)

View the PDF File AF&L First Mortgages Ltd (PDF, 11KB)

View the PDF File AFMA (PDF, 101KB)

View the PDF File ALH Group Pty Ltd (PDF, 2.55MB)

View the PDF File A.S.C. Global Services Pty Ltd (PDF, 18KB)

View the PDF File ASFA (PDF, 66KB)

View the PDF File Ashgrove Cash Exchange (PDF, 11KB)

View the PDF File ASIAL (PDF, 186KB)

View the PDF File Australasian Casino Association (PDF, 73KB)

View the PDF File Australian Bankers' Association (PDF, 68KB)

View the PDF File Australian Bookmakers' Association (PDF, 105KB)

View the PDF File Australian Finance Conference (PDF, 21KB)

View the PDF File Australian Internet Bookmakers Association (PDF, 992KB)

View the PDF File Australian Newsagents' Federation (PDF, 377KB)

View the PDF File Australian Privacy Foundation (PDF, 141KB)

View the PDF File Clubs Australia Inc (A) (PDF, 219KB)

View the PDF File Clubs Australia Inc (B) (PDF, 276KB)

View the PDF File Clubs Australia Inc (C) (PDF, 119KB)

View the PDF File Clubs Australia Inc (D) (PDF, 456KB)

View the PDF File Clubs Queensland (PDF, 4.9MB)

View the PDF File D.T. Stirton (PDF, 8KB)

View the PDF File Deloitte Touche Tohmatsu (PDF, 109KB)

View the PDF File Everything Air Pty Ltd (PDF, 93KB)

View the PDF File Hayer Spices (PDF, 8KB)

View the PDF File Holmesville Hotel NSW (PDF, 7KB)

View the PDF File Indigenous Business Australia (PDF, 101KB)

View the PDF File Institute of Chartered Accountants in Australia (PDF, 799KB)

View the PDF File Jamie Kelly (on behalf of AFSLs) (PDF, 15KB)

View the PDF File Jeparit Post Office (PDF, 33KB)

View the PDF File Jubilee Bowls Club Inc (PDF, 7KB)

View the PDF File Lander & Rogers Lawyers (on behalf of the Australian Hotels Association) (PDF, 91KB)

View the PDF File Linfox Armaguard Pty Ltd (PDF, 414KB)

View the PDF File Mark Hayter, Bookmaker (PDF, 13KB)

View the PDF File Min-it Software (and on behalf of the Financiers Association of Australia) (PDF, 179KB)

View the PDF File Mr Gareth Jones (PDF, 40KB)

View the PDF File Mr Paul Fitzgerald, Bookmaker (PDF, 10KB)

View the PDF File NT Pubco Pty Ltd / Eltham Pubco Pty Ltd / DNPW Pty Ltd (PDF, 12KB)

View the PDF File Pillar Administration (PDF, 151KB)

View the PDF File Pittsworth Leagues Club (PDF, 9KB)

View the PDF File PMA Protection Services (PDF, 63KB)

View the PDF File PMT Pty Ltd (PDF, 1.64MB)

View the PDF File Post Office Agents Association Limited (POAAL) (PDF, 133KB)

View the PDF File Precious Metal Exchange (PDF, 10KB)

View the PDF File Queensland Hotels Association (PDF, 50KB)

View the PDF File Quest Asset Partners (PDF, 48KB)

View the PDF File Seras Enterprises (PDF, 1.21MB)

View the PDF File Sherwood Districts Australian Football Social Club (PDF, 59KB)

View the PDF File Smith & Sinclair Pawnbroker (PDF, 9KB)

View the PDF File Star Hotel Parkes (PDF, 39KB)

View the PDF File Stockbrokers Association of Australia (PDF, 172KB)

View the PDF File Swansea News & Post (PDF, 38KB)

View the PDF File Tasmanian Hotels Corporation Pty Ltd (PDF, 83KB)

View the PDF File The Exchange Hotel & Q Bar (PDF, 11KB)

View the PDF File Trayning LPO (PDF, 2.49MB)

View the PDF File TRC Pty Ltd (PDF, 1.18MB)

View the PDF File Trustee Corporations Association of Australia (PDF, 30KB)

View the PDF File Western Union (PDF, 5.14MB)

26-JUN-2014

T

Terms of reference

View the PDF File Terms of Reference - review of the operation of the AUSTRAC supervisory levy (PDF, 116KB)

 

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25-JUN-2014

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